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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-14 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Colorado | Colorado Springs | CO | 04/2019 | 05/2020 |
| Pizza Hut | Rockwall | TX | 02/2019 | 08/2019 |
| Pizza Cucina | Rockwall | TX | 04/2018 | 12/2018 |
| Andys Pizza | Rockwall | TX | 04/2017 | 03/2018 |
| Rockwall Isd | Rockwall | TX | 08/2006 | 05/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2021 | 12/2024 |
| Northwestern Mutual Investment Services Llc | Colorado Spgs | CO | 01/2022 | 12/2024 |
| University Of Colorado | Colorado Springs | CO | 01/2021 | 07/2021 |
| University Of Colorado | Colorado Springs | CO | 08/2019 | 05/2023 |
| Pizza Hut | Rockwall | TX | 03/2020 | 05/2020 |
| Industrial Hemp Farms | Colorado Springs | CO | 06/2020 | 12/2020 |
| Doordash | San Francisco | CA | 01/2019 | 01/2022 |
| Pizza Hut | Colorado Springs | CO | 08/2022 | 10/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2023 | 12/2024 |
| Fisher Investments | Plano | TX | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-12 |
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