Neal M Desai

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-10-09

NJ RA
APPROVED

Since 2024-10-09

Branch Locations

61 So Paramus Rd 5Th Floor Suite 575, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	Paramus	NJ	08/2024	Present
Mml Investors Services Llc	Paramus	NJ	08/2024	Present
Morgan Stanley	New York	NY	08/2023	08/2024
Indiana University - Bloomington	Bloomington	IN	08/2019	05/2023
West Windsor Plainsboro High School South	West Windsor	NJ	09/2015	06/2019

08/2024 → Present

Mass Mutual Life Insurance Company

Paramus, NJ
08/2024 → Present

Mml Investors Services Llc

Paramus, NJ
08/2023 → 08/2024

Morgan Stanley

New York, NY
08/2019 → 05/2023

Indiana University - Bloomington

Bloomington, IN
09/2015 → 06/2019

West Windsor Plainsboro High School South

West Windsor, NJ

Other Businesses

NAME: NEAL DESAI INV REL: Y ADD: 61 S PARAMUS RD, SUITE #575, PARAMUS NJ 07652 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 03/18/2025 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 2. DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-06

S66 Uniform Combined State Law Examination

2024-04-06

Other Names

Neal M Desai
Neal Desai

View on SEC IAPD