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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-14
  • FL RA
    APPROVED
    Since 2021-07-14

Branch Locations

1950 N University Dr, Coral Springs, FL 33071 • United States

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

9501 Westview Dr, Coral Springs, FL 33076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Hollywood FL 04/2021 Present
Wells Fargo Bank, Na Hollywood FL 03/2018 Present
Legends North Inc. Plantation FL 01/2015 02/2018
  • 04/2021 → Present
    Hollywood, FL
  • 03/2018 → Present
    Wells Fargo Bank, Na
    Hollywood, FL
  • 01/2015 → 02/2018
    Legends North Inc.
    Plantation, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-13
  • S66 Uniform Combined State Law Examination
    2021-07-13
Other Names
  • Carlos F Angel
  • Carlos Angel

View on SEC IAPD

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