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Thomas Alexander Strouse

Principal Advised Services

Girard, OH

CRD 7365827

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Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-27
IA RA APPROVED 2023-12-07
  • OH RA
    APPROVED
    Since 2025-09-27
  • IA RA
    APPROVED
    Since 2023-12-07

Branch Locations

Girard, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Porter Ridge High School Indian Trail NC 08/2012 06/2016
Highway 55 Indian Trail NC 06/2016 10/2016
Cpcc Matthews NC 08/2016 05/2019
Uncc Charlotte NC 08/2019 06/2021
Logan'S Roadhouse Monroe NC 10/2016 05/2021
Northwestern Mutual Charlotte NC 05/2021 11/2021
Associate Staffing Charlotte NC 12/2021 10/2023
Principal Securities Inc Charlotte NC 03/2022 Present
Principal Life Insurance Charlotte NC 10/2023 Present
Principal Advised Services Charlotte NC 10/2023 Present
  • 08/2012 → 06/2016
    Porter Ridge High School
    Indian Trail, NC
  • 06/2016 → 10/2016
    Highway 55
    Indian Trail, NC
  • 08/2016 → 05/2019
    Cpcc
    Matthews, NC
  • 08/2019 → 06/2021
    Uncc
    Charlotte, NC
  • 10/2016 → 05/2021
    Logan'S Roadhouse
    Monroe, NC
  • 05/2021 → 11/2021
    Northwestern Mutual
    Charlotte, NC
  • 12/2021 → 10/2023
    Associate Staffing
    Charlotte, NC
  • 03/2022 → Present
    Principal Securities Inc
    Charlotte, NC
  • 10/2023 → Present
    Principal Life Insurance
    Charlotte, NC
  • 10/2023 → Present
    Principal Advised Services
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-07
S63 Uniform Securities Agent State Law Examination 2022-05-09
  • S66 Uniform Combined State Law Examination
    2023-12-07
  • S63 Uniform Securities Agent State Law Examination
    2022-05-09
Other Names
  • Thomas Strouse

View on SEC IAPD

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