Nicholas Benjamin Barrett Cook

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2022 → 07/2024
  Cnl Financial Group
  Orlando, FL
• 07/2021 → 12/2021
  Walt Disney
  Orlando, FL
• 04/2021 → 07/2021
  Hurley Financial Group
  Corvallis, OR
• 10/2020 → 03/2021
  Office Depot
  Corvallis, OR
• 07/2020 → 10/2020
  Home Depot
  Tigard, OR
• 02/2020 → 07/2020
  Unemployed
  Corvallis, OR
• 10/2019 → 02/2020
  Tax & Wealth Management Lp
  Corvallis, OR
• 08/2018 → 02/2019
  Winco Foods
  Corvallis, OR
• 10/2015 → 03/2019
  Tigard Basketball Association
  Tigard, OR
• 04/2019 → 09/2019
  Unemployed
  Corzalis, OR
• 08/2024 → 12/2024
  Ameriprise Financial Services, Llc
  Carolina Beach, NC
• 12/2024 → Present
  Ameriprise Financial Services, Llc
  Lincolnshire, IL

Previous Registrations

• 2024-09-20 → 2024-12-03
  Ameriprise Financial Services, Llc
  Carolina Beach, NC
  Leland, NC

Exams

• S66 Uniform Combined State Law Examination
  2024-09-20
• S63 Uniform Securities Agent State Law Examination
  2022-03-07

Other Names

• Nick Cook
• Nicholas B Cook