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Francis James Nuzzolo

Ubs Financial Services Inc.

Stamford, CT

Charlestown, RI

Greenwich, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2023-09-20
CT RA APPROVED 2023-01-12
  • RI RA
    APPROVED
    Since 2023-09-20
  • CT RA
    APPROVED
    Since 2023-01-12

Branch Locations

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

Charlestown, RI • United States

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Stamford CT 06/2021 Present
Fn Builders Glasonbury CT 06/2019 04/2021
Symmetry Partners Glastonbury CT 09/2017 06/2019
Advanced Property Management Glastonbury CT 06/2011 06/2017
  • 06/2021 → Present
    Ubs Financial Services Inc.
    Stamford, CT
  • 06/2019 → 04/2021
    Fn Builders
    Glasonbury, CT
  • 09/2017 → 06/2019
    Symmetry Partners
    Glastonbury, CT
  • 06/2011 → 06/2017
    Advanced Property Management
    Glastonbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-12
  • S66 Uniform Combined State Law Examination
    2023-01-12

View on SEC IAPD

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