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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2022-12-09 |
| TX | RA | APPROVED | 2022-12-09 |
Branch Locations
1821 Se Washington Blvd Bartlesville Ok 74006-673, Bartlesville, OK 74006-6735 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1821 Se Washington Blvd, Bartlesville, OK 74006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hood And Associates, Cpas. | Tulsa | OK | 06/2020 | Present |
| Royal Alliance Associates, Inc. | Tulsa | OK | 05/2021 | 12/2022 |
| College Student | Stillwater | OK | 06/2015 | 05/2020 |
| Lpl Financial | Bartlesville | OK | 12/2022 | Present |
1) 12/2022 - Hood and Associates, CPAs. / Tax Prep / Owner of a Tax prep business / Investment Related / Bartlesville, OK 2) 12/2022 - Hood and Associates, CPAs. / Accounting / Owner of a Tax prep business / Investment Related / Bartlesville, OK 3) 12/2022 - Caleb Hood Financial / DBA for LPL Business (entity for LPL business) / Investment Related / Bartlesville, OK 4) 12/9/2022 - Hood and associates - Investment Related - CPA - Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-23 |
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