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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-09 |
Branch Locations
858 Camp Street, New Orleans, LA 70130 • United States
9465 Wilshire Blvd. Suite 300, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Los Angeles | CA | 07/2016 | 01/2023 |
| A1 Professionals | Canyon Country | CA | 07/2016 | 01/2017 |
| Newedge Securities Inc | Pittsburgh | PA | 01/2023 | Present |
| Newedge Advisors | New Orleans | LA | 01/2023 | Present |
1. Self*No Invest*9595 Wilshire Blvd Suite 900*Fixed Insurance and Fixed Annuities*8/25/23*5Hrs mnt/1 trade*Fixed Insurance and Fixed Annuity Sales 2.Guardian Financial Consultants* Yes Invest*Beverly Hills, CA*Registered Investment Advisor*7/9/25*Financial Advisor*If needed recommend insurance and or annuity products*1 Hr trade/1 hr non trade
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-25 |
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