Shane Lee Feist

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-30
CA	RA	APPROVED	2022-07-11

TX RA
APPROVED

Since 2023-06-30
CA RA
APPROVED

Since 2022-07-11

Branch Locations

Cathedral City, CA • United States

340 S Farrell Drive Suite A200, Palm Springs, CA 92262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Palm Springs	CA	04/2021	Present
Pga West	La Quinta	CA	11/2011	04/2021
Self Employed	Bismarck	ND	06/2012	09/2019

04/2021 → Present

Ameriprise Financial Services, Llc

Palm Springs, CA
11/2011 → 04/2021

Pga West

La Quinta, CA
06/2012 → 09/2019

Self Employed

Bismarck, ND

Other Businesses

Board of Directors; The First Tee Coachella Valley; Board Member; 74-945 Sheryl Avenue, , Palm Desert, CA, 92260; Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-13

S66 Uniform Combined State Law Examination

2022-05-13

Other Names

Shane Feist

View on SEC IAPD