Daniel Andrew Kleiner

Current Employers

Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-27

TX RA
APPROVED

Since 2023-03-27

Branch Locations

2911 Lake Vista Dr, Lewisville, TX 75067 • United States

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ally Invest Securities	Charlotte	NC	05/2021	Present
Corelogic	Irving	TX	03/2020	05/2021
Ranstad Llc	Atlanta	GA	11/2019	03/2020
Unemployed	Coppell	TX	10/2019	11/2019
Xome	Lewisville	TX	08/2018	10/2019
Xome	Lewisville	TX	03/2016	08/2018
Ally Invest Advisors	Charlotte	NC	03/2023	Present

05/2021 → Present

Ally Invest Securities

Charlotte, NC
03/2020 → 05/2021

Corelogic

Irving, TX
11/2019 → 03/2020

Ranstad Llc

Atlanta, GA
10/2019 → 11/2019

Unemployed

Coppell, TX
08/2018 → 10/2019

Xome

Lewisville, TX
03/2016 → 08/2018

Xome

Lewisville, TX
03/2023 → Present

Ally Invest Advisors

Charlotte, NC

Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Associate Specialist-Invest Services. Dually licensed. 03/11/2023. Hrs/month vary. Support both Ally Invest Advisors and Ally Invest Securities in a dually licensed capacity. Responsibilities include servicing Ally Invest customers that may have self-directed or advisory accounts.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-11
S63	Uniform Securities Agent State Law Examination	2021-08-21

S66 Uniform Combined State Law Examination

2023-03-11
S63 Uniform Securities Agent State Law Examination

2021-08-21