Caroline Grasso Moore

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 07/2021
  Us Tech Solutions
  Jersey City, NJ
• 03/2021 → 02/2024
  Wells Fargo Clearing Services Llc
  Charlotte, NC
• 09/2020 → 03/2021
  Tranzact
  Charlotte, NC
• 08/2020 → 09/2020
  Summit
  Charlotte, NC
• 09/2015 → 07/2020
  Terrace Dining Room At North Carolina State University
  Raleigh, NC
• 08/2019 → 07/2020
  North Carolina State University
  Raleigh, NC
• 02/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 08/2021 → 10/2021
  Us National Whitewater Center
  Charlotte, NC
• 03/2024 → Present
  Bank Of America N.A.
  Charlotte, NC

Previous Registrations

• 2021-07-27 → 2024-03-05
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2021-07-27

Other Names

• Caroline Grasso
• Caroline Marie Grasso