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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-09-18
IN RA APPROVED 2024-07-11
  • MI RA
    APPROVED
    Since 2025-09-18
  • IN RA
    APPROVED
    Since 2024-07-11

Branch Locations

4400 Miami Rd, South Bend, IN 46614 • United States

1372 S. Centerville Rd, Sturgis, MI 49091 • United States

1112 N Detroit St, Lagrange, IN 46761 • United States

382 N. Cleveland Road, Granger, IN 46530 • United States

2317 W. Western Ave,, South Bend, IN 46619 • United States

1000 N Main St, Monticello, IN 47960 • United States

202 E 9Th St, Rochester, IN 46975 • United States

12 N. Broadway, Peru, IN 46970 • United States

601 Jackson Street, Laporte, IN 46350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Elkhart IN 07/2011 06/2018
Jp Morgan Chase Bank, N.A. Elkhart IN 06/2018 10/2019
Cuna Mutual / United Federal Cu Waverly IA 10/2019 08/2020
Infinex / Flagstar Bank Laporte IN 08/2020 12/2023
Edward Jones St Louis MO 01/2024 02/2024
Pnc Investments Warsaw IN 02/2024 07/2024
Lpl Financial Laporte IN 07/2024 Present
Flagstar Bank N.A. Laporte IN 07/2024 Present
  • 07/2011 → 06/2018
    Elkhart, IN
  • 06/2018 → 10/2019
    Jp Morgan Chase Bank, N.A.
    Elkhart, IN
  • 10/2019 → 08/2020
    Cuna Mutual / United Federal Cu
    Waverly, IA
  • 08/2020 → 12/2023
    Infinex / Flagstar Bank
    Laporte, IN
  • 01/2024 → 02/2024
    St Louis, MO
  • 02/2024 → 07/2024
    Pnc Investments
    Warsaw, IN
  • 07/2024 → Present
    Lpl Financial
    Laporte, IN
  • 07/2024 → Present
    Flagstar Bank N.A.
    Laporte, IN
Previous Registrations
  • 2024-02-22 → 2024-07-02
    Warsaw, IN
  • 2024-01-05 → 2024-02-20
    South Bend, IN
  • 2020-08-27 → 2024-01-02
    La Porte, IN
    Granger, IN
    Lagrange, IN
  • 2019-10-31 → 2020-08-26
    Cuna Brokerage Services, Inc.
    Mishawaka, IN
  • 2018-06-13 → 2019-10-10
    Elkhart, IN
    Elkhart, IN
  • 2011-07-05 → 2018-07-16
    Goshen, IN
  • 2006-07-10 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Elkhart, IN
    Goshen, IN
    Nappanee, IN
    Warsaw, IN
    Warsaw, IN
    Elkhart, IN
  • 2005-04-25 → 2006-07-07
    A. G. Edwards & Sons, Inc.
    Mishawaka, IN
    Mishawaka, IN
Other Businesses

1 - 07/05/2024 - Flagstar Wealth Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-22
  • S66 Uniform Combined State Law Examination
    2005-04-22
Other Names
  • Mark Lane
  • Mark Alan Lane
  • Mark A Lane

View on SEC IAPD

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