Paul Jarvis

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 10/2023
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 10/2023 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2013-11-15 → 2023-11-02
  United Capital Financial Advisors
  Fargo, ND

Other Businesses

1. Owner of Porterfield LLC, a real estate holding company. Activity will take place from Fargo, ND. Organization is not primarily engaged in investment-related activity. Start date was November 28, 2017. One hour per month. Duties include the general management of the company. 2. Owner of AJD Properties, a real estate holding company. Activity will take place from Fargo, ND. Organization is not primarily engaged in investment-related activity. Start date was February 14, 2020. One hour per month. Duties include the general management of the company. 3. INSURANCE AGENT. INVESTMENT-RELATED. 1531 32ND AVE S, SUITE 102, FARGO, ND 58103. INSURANCE PRODUCTS. INSURANCE AGENT. 07/30/14. 2 HOURS/MONTH DEVOTED, 2 HOURS DEVOTED DURING TRADING HOURS. SALE AND SERVICE OF FIXED INSURANCE PRODUCTS, INCLUDING THROUGH NON AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS). 4. CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENTADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, 10/6/2023,<1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADINGHOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 5. PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 9/2024, 10hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs)

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-29
• S63 Uniform Securities Agent State Law Examination
  2005-03-10

Designations

• Certified Financial Planner

Other Names

• Paul James Jarvis