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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-12-16 |
Branch Locations
1819 Main Street Suite 1100, Sarasota, FL 34236-5999 • United States
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Nokomis, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cwm, Llc | Omaha | NE | 03/2022 | 12/2022 |
| Srq Wealth | Sarasota | FL | 04/2021 | 12/2022 |
| Self Employed - Sunshine And Spaghetti Llc | Sarasota | FL | 01/2020 | Present |
| Lexington Griffin Gate Marriott Golf Resort & Spa | Lexington | KY | 08/2018 | 09/2019 |
| Full Time Student - Florida Gulf Coast University Mba Candidate | Fort Myers | FL | 08/2018 | 12/2020 |
| Renaissance Charleston Historic District Hotel | Charleston | SC | 05/2017 | 07/2018 |
| The Dickerson Group | Estero | FL | 07/2020 | 11/2020 |
| Florida Gulf Coast University Spa Lab | Fort Myers | FL | 08/2015 | 05/2017 |
| Miromar Lakes Beach And Golf Club | Miromar Lakes | FL | 09/2015 | 05/2017 |
| Rbc Capital Markets, Llc | Sarasota | FL | 12/2022 | Present |
the name of the other business; Sunshine and Spaghetti LLC whether the business is investment-related; Not investment related. the address of the other business; 3658 Parkridge Circle, Sarasota FL 34243 the nature of the other business; Handmade business catering to gifts for all occasions. your position; title, or relationship with the other business; Owner - this is my side business where I make handmade gifts. the start date of your relationship; I started my Etsy shop in Spring 2020. the approximate number of hours/month you devote to the other business; 20 Hours the number of hours you devote to the other business during securities trading hours; Zero and briefly describe your duties relating to the other business; I create handmade custom gifts, I design, create and fulfill all orders.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-01-30 |
| S65 | Uniform Investment Adviser Law Examination | 2022-03-07 |
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