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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-16
  • FL RA
    APPROVED
    Since 2022-12-16

Branch Locations

1819 Main Street Suite 1100, Sarasota, FL 34236-5999 • United States

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Nokomis, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cwm, Llc Omaha NE 03/2022 12/2022
Srq Wealth Sarasota FL 04/2021 12/2022
Self Employed - Sunshine And Spaghetti Llc Sarasota FL 01/2020 Present
Lexington Griffin Gate Marriott Golf Resort & Spa Lexington KY 08/2018 09/2019
Full Time Student - Florida Gulf Coast University Mba Candidate Fort Myers FL 08/2018 12/2020
Renaissance Charleston Historic District Hotel Charleston SC 05/2017 07/2018
The Dickerson Group Estero FL 07/2020 11/2020
Florida Gulf Coast University Spa Lab Fort Myers FL 08/2015 05/2017
Miromar Lakes Beach And Golf Club Miromar Lakes FL 09/2015 05/2017
Rbc Capital Markets, Llc Sarasota FL 12/2022 Present
  • 03/2022 → 12/2022
    Omaha, NE
  • 04/2021 → 12/2022
    Srq Wealth
    Sarasota, FL
  • 01/2020 → Present
    Self Employed - Sunshine And Spaghetti Llc
    Sarasota, FL
  • 08/2018 → 09/2019
    Lexington Griffin Gate Marriott Golf Resort & Spa
    Lexington, KY
  • 08/2018 → 12/2020
    Full Time Student - Florida Gulf Coast University Mba Candidate
    Fort Myers, FL
  • 05/2017 → 07/2018
    Renaissance Charleston Historic District Hotel
    Charleston, SC
  • 07/2020 → 11/2020
    The Dickerson Group
    Estero, FL
  • 08/2015 → 05/2017
    Florida Gulf Coast University Spa Lab
    Fort Myers, FL
  • 09/2015 → 05/2017
    Miromar Lakes Beach And Golf Club
    Miromar Lakes, FL
  • 12/2022 → Present
    Sarasota, FL
Previous Registrations
  • 2022-04-05 → 2022-12-07
    Sarasota, FL
    Omaha, NE
Other Businesses

the name of the other business; Sunshine and Spaghetti LLC whether the business is investment-related; Not investment related. the address of the other business; 3658 Parkridge Circle, Sarasota FL 34243 the nature of the other business; Handmade business catering to gifts for all occasions. your position; title, or relationship with the other business; Owner - this is my side business where I make handmade gifts. the start date of your relationship; I started my Etsy shop in Spring 2020. the approximate number of hours/month you devote to the other business; 20 Hours the number of hours you devote to the other business during securities trading hours; Zero and briefly describe your duties relating to the other business; I create handmade custom gifts, I design, create and fulfill all orders.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-01-30
S65 Uniform Investment Adviser Law Examination 2022-03-07
  • S63 Uniform Securities Agent State Law Examination
    2023-01-30
  • S65 Uniform Investment Adviser Law Examination
    2022-03-07
Designations

View on SEC IAPD

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