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David Peters

Charles Schwab & Co., Inc.

Winter Park, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-09
  • FL RA
    APPROVED
    Since 2023-05-09

Branch Locations

633 N Orlando Ave., Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Top Dog Carpet Cleaning Sanford FL 01/2016 12/2018
4 Rivers Orlando FL 04/2016 03/2021
Td Ameritrade Ft Lauderdale FL 04/2022 12/2022
Charles Schwab & Co Orlando FL 04/2021 04/2022
Charles Schwab Bank Ssb Orlando FL 04/2024 Present
Charles Schwab & Co., Inc. Orlando FL 12/2022 Present
  • 01/2016 → 12/2018
    Top Dog Carpet Cleaning
    Sanford, FL
  • 04/2016 → 03/2021
    4 Rivers
    Orlando, FL
  • 04/2022 → 12/2022
    Td Ameritrade
    Ft Lauderdale, FL
  • 04/2021 → 04/2022
    Charles Schwab & Co
    Orlando, FL
  • 04/2024 → Present
    Charles Schwab Bank Ssb
    Orlando, FL
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-08
  • S66 Uniform Combined State Law Examination
    2023-05-08
Other Names
  • David Morgan Peters

View on SEC IAPD

Other Firms

EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
THRIVENT INVESTMENT MANAGEMENT INC.
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
DOBSON STREET LLC
PFS INVESTMENTS INC.

Other Investors

Bradley Dean Erb
Julie Kerr Tecau
Samuel Warren Gruenig
Brittney Rhyianna Cooper
Carlton J Smith
Erin B Long
Misty Morris
DiIvory Edgecomb

Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

More in Winter Park, FL

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