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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-09
TX RA APPROVED 2023-02-14
NY RA APPROVED 2022-10-11
  • FL RA
    APPROVED
    Since 2025-09-09
  • TX RA
    APPROVED
    Since 2023-02-14
  • NY RA
    APPROVED
    Since 2022-10-11

Branch Locations

Miami Lakes, FL • United States

68 S Service Rd Ste 200, Melville, NY 11747 • United States

Manorville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Digital Intelligence Systems Llc Mclean VA 04/2021 08/2022
N/A Manorville NY 05/2016 03/2021
Wells Fargo Clearing Services, Llc Melville NY 08/2022 Present
  • 04/2021 → 08/2022
    Digital Intelligence Systems Llc
    Mclean, VA
  • 05/2016 → 03/2021
    N/A
    Manorville, NY
  • 08/2022 → Present
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-27
  • S66 Uniform Combined State Law Examination
    2022-05-27

View on SEC IAPD

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