Arjun Kumar

J.P. Morgan Securities LLC

CRD 7363939

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-15
NY	RA	APPROVED	2024-10-03

TX RA
APPROVED

Since 2024-10-15
NY RA
APPROVED

Since 2024-10-03

Branch Locations

260 Madison Avenue, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	New York	NY	04/2021	Present
J.P. Morgan Securities Llc	New York	NY	04/2021	Present
Natwest Bank Plc	Southall		08/2015	12/2020
Unemployed	N Bellmore	NY	01/2021	03/2021
Unemployed	Harrow		01/2021	01/2021

04/2021 → Present

Jpmorgan Chase Bank, N.A.

New York, NY
04/2021 → Present

J.P. Morgan Securities Llc

New York, NY
08/2015 → 12/2020

Natwest Bank Plc

Southall
01/2021 → 03/2021

Unemployed

N Bellmore, NY
01/2021 → 01/2021

Unemployed

Harrow

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-09-16
S63	Uniform Securities Agent State Law Examination	2021-06-21

S66 Uniform Combined State Law Examination

2024-09-16
S63 Uniform Securities Agent State Law Examination

2021-06-21

View on SEC IAPD

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