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100 High Street Suite 950, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2014-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Claro Advisors Inc. | Boston | MA | 06/2014 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 03/2015 | Present |
Name of Other Business: Mutual Securities, Inc.; Nature of the Other Business: Brokerage Firm Regulated by FINRA (CRD#:13092); Investment Related: Yes; Position/Title: Branch Office Principal; Start Date: 03/2015; Location: 185 Dartmouth Street, 6TH Floor, Boston, MA 02116; Start Date: 03/2015; Approximate Number of Hours/Month:15-20 hours per month during trading hours; Duties: Supervise the advisory persons of Claro that also serve as registered representatives of Mutual Securities Inc. Does not effect securities transactions for commissions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-03 |
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