Jeffrey John Brown

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 09/2021
  Novozymes
  Blair, NE
• 05/2016 → 09/2021
  Nebraska Realty
  Omaha, NE
• 03/2016 → 03/2017
  Nebraska Furniture Mart
  Omaha, NE
• 06/2021 → 06/2023
  Thrivent Investment Management Inc
  Omaha, NE
• 09/2021 → 11/2021
  Thrivent Financial
  Appleton, WI
• 11/2021 → 06/2023
  Thrivent Financial
  Appleton, WI
• 06/2023 → Present
  Cwm, Llc Dba Carson Group Holdings
  Omaha, NE
• 08/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cwm, Llc Dba Carson Partners - Crd # 155344
  Omaha, NE
• 03/2023 → Present
  Amazon
  Omaha, NE
• 06/2023 → 08/2023
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2021-09-09 → 2023-06-28
  Thrivent Investment Management Inc.
  Omaha, NE

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS - CRD # 155344; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE ASSOCIATE / IAR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: OPERATIONALLY SUPPORT ADVISORS WITH PREPPING REVIEWS, ACCOUNT MAINTENANCE, TRADING, AND NEW ACCOUNT OPENINGS. 2. NAME OF OTHER BUSINESS: AMAZON; INVESTMENT RELATED: NO; ADDRESS: 14248 NE-370, OMAHA, NE 68138; NATURE OF BUSINESS: SHIPPING; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: PACKER; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PACKING BOXES FOR SHIPMENTS GOING OUT TO CUSTOMERS; 3. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: OPERATIONALLY SUPPORT THE ADVISORS BY OPENING NEW ACCOUNTS, ACCOUNT MAINTENANCE, REVIEW PREP, AND TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2021-09-04

Other Names

• Jeff Brown
• Jeffrey John Brown