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Sergio Maffettone

Ubs Financial Services Inc.

Hartford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-04-17
  • CT RA
    APPROVED
    Since 2023-04-17

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments New York NY 01/2022 06/2022
Quinnipiac University Hamden CT 01/2012 12/2021
Ubs Financial Services Weehawken NJ 07/2022 03/2023
Ubs Financial Services Inc Hartford CT 04/2023 Present
  • 01/2022 → 06/2022
    Sei Investments
    New York, NY
  • 01/2012 → 12/2021
    Quinnipiac University
    Hamden, CT
  • 07/2022 → 03/2023
    Ubs Financial Services
    Weehawken, NJ
  • 04/2023 → Present
    Ubs Financial Services Inc
    Hartford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-23
  • S66 Uniform Combined State Law Examination
    2022-11-23

View on SEC IAPD

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