Best Investors
Account
Sign in
Best Investors
Account
Sign in
Northern Trust Securities, Inc. CRD 7927
$1.66B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-25 |
Branch Locations
755 Beach Land Blvd., Vero Beach, FL 32963 • United States
50 South Lasalle, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | Indianapolis | IN | 04/2021 | 10/2022 |
| Hjh Designs Llc | Muncie | IN | 01/2017 | 04/2021 |
| Trilogy Health Services Llc | Greenfield | IN | 01/2013 | 01/2017 |
| Northern Trust Securities, Inc. | Vero Beach | FL | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-12 |
Reach out to this advisor