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Kristine Diane Novello

Ubs Financial Services Inc.

Knoxville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-09-30
  • TN RA
    APPROVED
    Since 2024-09-30

Branch Locations

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Knoxville TN 05/2021 Present
School District U-46 Elgin IL 01/2015 04/2021
Monat Doral FL 08/2018 Present
  • 05/2021 → Present
    Ubs Financial Services
    Knoxville, TN
  • 01/2015 → 04/2021
    School District U-46
    Elgin, IL
  • 08/2018 → Present
    Monat
    Doral, FL
Other Businesses

1. Kohl's, Inc.Retail, seasonal employment by organizing inventory, start date-10/30/2023, Knoxville TNUnited States-37919.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-30
  • S66 Uniform Combined State Law Examination
    2024-09-30
Other Names
  • Kristine Diane Rouse
  • Krissi Novello
  • Krissi Rouse

View on SEC IAPD

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WILLIAM MICHAEL HOTZFIELD
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JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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