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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-04 |
| CO | RA | APPROVED | 2021-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Longmont | CO | 09/2015 | Present |
| Bank Of America, N.A. | Longmont | CO | 01/2023 | Present |
I*1496262 For profit or not for profit: Entity For Profit Name of outside business organization: Formula 1 Investment related: N Address of business: Las Vegas, Nevada, 89169, United States Nature of business: ["Corporation"] Position, title, association: ["Employee"], Start date of relationship: 11/15/2023 Number of hours devoted: 40 hour(s) Yearly Number of hours devoted during trading hours: 40 Duties: , The entity is Formula 1, the job would be basic event tasks like ushering, checking people in etc. It's a temporary job that would last 4-5 days, specifically for the Las Vegas Grand Prix.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-02 |
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