Kristina Lee Goettel

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-09-04

NC RA
APPROVED

Since 2024-09-04

Branch Locations

Carolina Beach, NC • United States

150 Post St Ste 530, San Franscsco, CA 94108 • United States

703 Saint Joseph St Unit 301, Carolina Beach, NC 28428-3857 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial	Carolina Beach	NC	04/2021	04/2021
Rha Behavioral Health Services	Wilmington	NC	03/2016	07/2021
Hoplite Irish Pub	Carolina Beach	NC	06/2018	Present
Ameriprise Financial Services, Llc	Carolina Beach	NC	04/2021	Present

04/2021 → 04/2021

Ameriprise Financial

Carolina Beach, NC
03/2016 → 07/2021

Rha Behavioral Health Services

Wilmington, NC
06/2018 → Present

Hoplite Irish Pub

Carolina Beach, NC
04/2021 → Present

Ameriprise Financial Services, Llc

Carolina Beach, NC

Other Businesses

Outside Employment; Hoplite Irish Pub and Restaurant; Employee - Server; Restaurant; 720 Lake Park Blvd N, , Carolina Beach, NC, 28428; Not Investment-Related; 06/06/2018; 20 to 39 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-09-03

S66 Uniform Combined State Law Examination

2024-09-03

Other Names

Kristina Lee Bourassa

View on SEC IAPD