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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-04 |
Branch Locations
Carolina Beach, NC • United States
150 Post St Ste 530, San Franscsco, CA 94108 • United States
703 Saint Joseph St Unit 301, Carolina Beach, NC 28428-3857 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial | Carolina Beach | NC | 04/2021 | 04/2021 |
| Rha Behavioral Health Services | Wilmington | NC | 03/2016 | 07/2021 |
| Hoplite Irish Pub | Carolina Beach | NC | 06/2018 | Present |
| Ameriprise Financial Services, Llc | Carolina Beach | NC | 04/2021 | Present |
Outside Employment; Hoplite Irish Pub and Restaurant; Employee - Server; Restaurant; 720 Lake Park Blvd N, , Carolina Beach, NC, 28428; Not Investment-Related; 06/06/2018; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-03 |
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