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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-06-04
TX RA APPROVED 2021-06-03
  • FL RA
    APPROVED
    Since 2021-06-04
  • TX RA
    APPROVED
    Since 2021-06-03

Branch Locations

3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Palm Beach Gardens FL 04/2021 Present
Jpmorgan Securities Llc Palm Beach Gardens FL 04/2021 Present
Jpmorgan Chase Palm Beach Gardens FL 06/2020 08/2020
Unemployed Coral Springs FL 09/2020 03/2021
Unemployed Coral Springs FL 03/2020 05/2020
Unemployed Parkland FL 01/2010 03/2020
  • 04/2021 → Present
    Jpmorgan Chase Bank Na
    Palm Beach Gardens, FL
  • 04/2021 → Present
    Jpmorgan Securities Llc
    Palm Beach Gardens, FL
  • 06/2020 → 08/2020
    Jpmorgan Chase
    Palm Beach Gardens, FL
  • 09/2020 → 03/2021
    Unemployed
    Coral Springs, FL
  • 03/2020 → 05/2020
    Unemployed
    Coral Springs, FL
  • 01/2010 → 03/2020
    Unemployed
    Parkland, FL
Other Businesses

Effective 4/1/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-03
  • S66 Uniform Combined State Law Examination
    2021-06-03
Other Names
  • Barrington Karl Mcfarlane

View on SEC IAPD

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