Maxwell Goldfarb

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-05-05
NY	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

Stamford, CT • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Old Greenwich	CT	04/2021	03/2024
Guttman Realty Limited	New York	NY	11/2019	03/2021
The White House Internship Program	Washington, D.C.	DC	02/2019	04/2019
College To Congress	Washington, D.C.	DC	01/2019	02/2019
Guttman Realty Limited	New York	NY	05/2018	08/2018
University Of Wisconsin-Madison	Madison	WI	05/2017	07/2018
University Of Wisconsin-Madison	Madison	WI	08/2016	05/2020
Ridgetop Research	New York	NY	03/2021	04/2021
Fidelity Investments	New York	NY	03/2024	Present
Fidelity Investments	Boston	MA	03/2025	Present

04/2021 → 03/2024

Wells Fargo Advisors Financial Network, Llc

Old Greenwich, CT
11/2019 → 03/2021

Guttman Realty Limited

New York, NY
02/2019 → 04/2019

The White House Internship Program

Washington, D.C., DC
01/2019 → 02/2019

College To Congress

Washington, D.C., DC
05/2018 → 08/2018

Guttman Realty Limited

New York, NY
05/2017 → 07/2018

University Of Wisconsin-Madison

Madison, WI
08/2016 → 05/2020

University Of Wisconsin-Madison

Madison, WI
03/2021 → 04/2021

Ridgetop Research

New York, NY
03/2024 → Present

Fidelity Investments

New York, NY
03/2025 → Present

Fidelity Investments

Boston, MA

2024-04-01 → 2025-03-31

Fidelity Personal And Workplace Advisors

New York, NY
2022-03-21 → 2024-03-20

Wells Fargo Advisors Financial Network, Llc

Old Greenwich, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-21