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Holt Gandy

Wells Fargo Clearing Services, LLC

Irving, TX

St. Louis, MO

CRD 7362791

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-12
  • TX RA
    APPROVED
    Since 2024-07-12

Branch Locations

401 Las Colinas Blvd W Bldg B, Irving, TX 75039 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 04/2021 05/2024
Unemployed Dallas TX 01/2021 04/2021
Office Depot Lubbock TX 08/2018 01/2021
University Of Arkansas Fayetteville AR 08/2017 08/2018
Jjs Beer Garden Fayetteville AR 05/2017 08/2017
University Of Arkansas Fayetteville AR 08/2015 05/2017
Wells Fargo Clearing Services Irving TX 06/2024 Present
Judge Technical Services Inc Irving TX 06/2024 03/2025
  • 04/2021 → 05/2024
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 01/2021 → 04/2021
    Unemployed
    Dallas, TX
  • 08/2018 → 01/2021
    Office Depot
    Lubbock, TX
  • 08/2017 → 08/2018
    University Of Arkansas
    Fayetteville, AR
  • 05/2017 → 08/2017
    Jjs Beer Garden
    Fayetteville, AR
  • 08/2015 → 05/2017
    University Of Arkansas
    Fayetteville, AR
  • 06/2024 → Present
    Wells Fargo Clearing Services
    Irving, TX
  • 06/2024 → 03/2025
    Judge Technical Services Inc
    Irving, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-17
  • S66 Uniform Combined State Law Examination
    2021-12-17
Other Names
  • Holt Phillips Gandy

View on SEC IAPD

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