Chase Nobu Hondo Morinaka

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Morinaka Schworm, Llc
  Portland, OR
• 09/2024 → Present
  Lpl Financial Llc
  Lake Oswego, OR

Other Businesses

1) 09/2024 - Notary / Inv. Related / Portland, OR / Start date 12/03/2012 - 1 Hrs per month -1 % Time Spent 2) 09/2024 - Pride Financial Partners Inc. / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 3) 09/2024 - Morinaka LLC / Business Entity For Tax/Investment Purposes Only / Non Inv. Related / Portland, OR / Start date 10/14/2009 4) 09/2024 - Morinaka Schworm, LLC / Attorney/Legal Services / Non Inv. Related / Portland, OR / Start date 12/03/2012 - 180 Hrs per month - 90 % Time Spent

Exams

• S66 Uniform Combined State Law Examination
  2025-11-19

Other Names

• Chase Nobu Hondo Morinaka
• Chase Morinaka