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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-12-08
  • IL RA
    APPROVED
    Since 2021-12-08

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Batavia, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Downers Grove IL 01/2016 Present
Highpoint Advisor Group, Llc D/B/A Highpoint Planning Partners Downers Grove IL 01/2016 Present
  • 01/2016 → Present
    Lpl Financial, Llc
    Downers Grove, IL
  • 01/2016 → Present
    Highpoint Advisor Group, Llc D/B/A Highpoint Planning Partners
    Downers Grove, IL
Previous Registrations
  • 2016-01-25 → 2021-12-31
    Highpoint Planning Partners
    Downers Grove, IL
    Batavia, IL
  • 2011-02-16 → 2015-11-16
    Downers Grove, IL
  • 2007-04-26 → 2010-12-13
    Chase Investment Services Corp.
    Wheaton, IL
  • 2007-04-02 → 2007-04-18
    Morgan Stanley & Co. Llc
    Springfield, IL
  • 2005-09-21 → 2007-04-02
    Morgan Stanley Dw Inc.
    Springfield, IL
    Springfield, IL
Other Businesses

1. 1/7/2016: HighPoint Planning Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/4/2016 2. 2/3/2016: HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/07/2016 - 160 Hours Per Month/8 Hours During Securities Trading - IAR. 3. 2/3/2016: Highpoint Advisor Group, LLC - DBA: Highpoint Planning Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/07/2016 - Provide financial advice at hourly rates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-20
S63 Uniform Securities Agent State Law Examination 2005-03-10
  • S66 Uniform Combined State Law Examination
    2005-09-20
  • S63 Uniform Securities Agent State Law Examination
    2005-03-10
Other Names
  • David Henderson

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