James Austin Fisher

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-08-11
MA	RA	APPROVED	2026-04-02
RI	RA	APPROVED	2026-01-08
CA	RA	APPROVED	2026-01-07
CT	RA	APPROVED	2026-01-07

TX RA
APPROVED_RES

Since 2026-08-11
MA RA
APPROVED

Since 2026-04-02
RI RA
APPROVED

Since 2026-01-08
CA RA
APPROVED

Since 2026-01-07
CT RA
APPROVED

Since 2026-01-07

Branch Locations

One Orange Way B1S, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Glastonbury	CT	04/2021	10/2023
Godiva Chocolatier	San Diego	CA	11/2012	04/2021
Barron Financial Group	Torrington	CT	11/2023	08/2024
Unemployed	Burlington	CT	08/2024	11/2024
Bni	West Hartford	CT	11/2024	Present
Voya Financial Advisors	Windsor	CT	10/2025	Present
Pheonix Bni	West Hartford	CT	10/2021	Present
Bni	Burlington	CT	10/2024	Present

04/2021 → 10/2023

Raymond James & Associates, Inc.

Glastonbury, CT
11/2012 → 04/2021

Godiva Chocolatier

San Diego, CA
11/2023 → 08/2024

Barron Financial Group

Torrington, CT
08/2024 → 11/2024

Unemployed

Burlington, CT
11/2024 → Present

Bni

West Hartford, CT
10/2025 → Present

Voya Financial Advisors

Windsor, CT
10/2021 → Present

Pheonix Bni

West Hartford, CT
10/2024 → Present

Bni

Burlington, CT

Previous Registrations

2023-11-06 → 2024-08-15

Barron Financial Group, Llp

Torrington, CT
2021-09-07 → 2023-11-13

Raymond James & Associates, Inc.

San Diego, CA

Glastonbury, CT

Other Businesses

BURLINGTON LAND TRUST POSITION: Secretary NATURE: Preserve land in Burlington for trails, conservation efforts, and open spaces. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/04/2023 ADDRESS: PO Box 1153, Burlington CT 06013, United States DESCRIPTION: Take minutes and serve as quorum. BURLINGTON LIONS CLUB POSITION: President NATURE: Volunteer to organize eye-sight screenings, events at schools, and plan future ways to serve our community. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: PO Box 1173, Burlington CT 06013, United States DESCRIPTION: Run bi-monthly meetings to better serve our community. BNI POSITION: Chapter Success / Launch Coach NATURE: Help Chapters launch and run successfully. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2024 ADDRESS: 38 Milford St, Burlington CT 06013, United States DESCRIPTION: Visit at 7 am meetings and assist with procedures. PHEONIX BNI POSITION: President NATURE: Referral based business networking group. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 10/02/2021 ADDRESS: 635 New Park Ave, West Hartford CT 06110, United States DESCRIPTION: Run business networking meetings. BURLINGTON ECONOMIC DEVELOPMENT COMMISSION POSITION: Board Member NATURE: Meet monthly to assist first selectman in business initiatives for small town INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/08/2025 ADDRESS: 200 Spielman Highway, Burlington CT 06013, United States DESCRIPTION: Board member, ribbon cuttings

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-08-02

S66 Uniform Combined State Law Examination

2021-08-02

View on SEC IAPD