Stephen J Zupicich

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-11-28

NY RA
APPROVED

Since 2024-11-28

Branch Locations

1 New York Plaza, New York, NY 10004 • United States

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	06/2024	Present
Strategas Research Partners	New York	NY	06/2022	08/2022
Full-Time Education	Bronxville	NY	07/2014	05/2024

06/2024 → Present

Morgan Stanley

New York, NY
06/2022 → 08/2022

Strategas Research Partners

New York, NY
07/2014 → 05/2024

Full-Time Education

Bronxville, NY

Other Businesses

*615309 - Premier Lacrosse League; Investment related: No; El Segundo, California; Professional Sports League; Employee(proprietor, partner, officer, director, employee, trustee, agent); 6/2024; During business hours: 0; After business hours: 10; Player *683961- Pelham Youth Lacrosse; Investment related: No; Pelham, New York; Lacrosse Coach; Employee (proprietor, partner, officer, director, employee, trustee, agent); 03-2026; During business hours: 0; After business hours: 20; Other, Coach

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-27

S66 Uniform Combined State Law Examination

2024-11-27

Other Names

Stephen J Zupicich
Stephen Zupicich

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