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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Johnny's Car Wash | Cincinnati | OH | 11/2013 | 01/2019 |
| Ulmer's Auto Care | Milford | OH | 01/2019 | 05/2019 |
| Lyft | Cincinnati | OH | 05/2019 | 08/2019 |
| Total Quality Logistics | Cincinnati | OH | 08/2019 | 03/2020 |
| Unemployment | Cincinnati | OH | 03/2020 | 05/2020 |
| Summit Funding | Cincinnati | OH | 05/2020 | 10/2020 |
| Unemployment | Cincinnati | OH | 10/2020 | 03/2021 |
| Fidelity Investments | Covington | KY | 03/2021 | Present |
| University Of Cincinnati | Cincinnati | OH | 08/2014 | 01/2019 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-21 |
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