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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-24
IL RA APPROVED 2021-09-15
  • TX RA
    APPROVED_RES
    Since 2026-07-24
  • IL RA
    APPROVED
    Since 2021-09-15

Branch Locations

Lake In The Hills, IL • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance New Haven CT 02/2018 Present
Knights Of Columbus Asset Advisors Llc New Haven CT 04/2021 Present
Us Cellular Chicago IL 06/2017 01/2018
Comcast Communications Schaumburg IL 03/2013 12/2016
Uber Chicago IL 12/2016 06/2017
  • 02/2018 → Present
    Knights Of Columbus Insurance
    New Haven, CT
  • 04/2021 → Present
    New Haven, CT
  • 06/2017 → 01/2018
    Us Cellular
    Chicago, IL
  • 03/2013 → 12/2016
    Comcast Communications
    Schaumburg, IL
  • 12/2016 → 06/2017
    Uber
    Chicago, IL
Other Businesses

Knights of Columbus Insurance Field Agent Non-Investment Related. Field Agent - Selling Life Insurance & Annuities, Long Term Care Insurance, and Disability Insurance. Started 02/2018 80 hours monthly. New Haven, CT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-15
  • S65 Uniform Investment Adviser Law Examination
    2021-09-15
Other Names
  • Tom Varkados

View on SEC IAPD

More in Lake In The Hills, IL

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