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Veronica Parengkuan

LPl Enterprise, LLC

San Jose, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company San Jose CA 12/2020 12/2023
Mml Investors Services, Llc San Jose CA 04/2021 12/2023
Unemployed Santa Clara CA 09/2020 12/2020
Dell Santa Clara CA 10/2009 09/2020
Lachica Loans Santa Clara CA 01/2021 12/2023
The Prudential Insurance Company Of America San Jose CA 12/2023 Present
Pruco Securities, Llc San Jose CA 12/2023 11/2024
Lpl Enterprise, Llc San Jose CA 11/2024 Present
  • 12/2020 → 12/2023
    Massmutual Life Insurance Company
    San Jose, CA
  • 04/2021 → 12/2023
    Mml Investors Services, Llc
    San Jose, CA
  • 09/2020 → 12/2020
    Unemployed
    Santa Clara, CA
  • 10/2009 → 09/2020
    Dell
    Santa Clara, CA
  • 01/2021 → 12/2023
    Lachica Loans
    Santa Clara, CA
  • 12/2023 → Present
    The Prudential Insurance Company Of America
    San Jose, CA
  • 12/2023 → 11/2024
    Pruco Securities, Llc
    San Jose, CA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    San Jose, CA
Previous Registrations
Other Businesses

1. 05/14/2025 - 2785SBascom - Real Estate Rental - San Jose, CA - INV REL - Start Date 06/01/2016 - 1hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-09
  • S66 Uniform Combined State Law Examination
    2021-08-09
Other Names
  • Vera Parengkuan

View on SEC IAPD

Other Firms

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EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC

Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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