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Robert Warren

Ubs Financial Services Inc.

Mill Valley, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-10
CA RA APPROVED 2021-08-14
  • TX RA
    APPROVED_RES
    Since 2025-03-10
  • CA RA
    APPROVED
    Since 2021-08-14

Branch Locations

2 Belvedere Place Suite 220, Mill Valley, CA 94941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Mill Valley CA 04/2021 Present
Passport Capital San Francisco CA 01/2019 04/2021
Coastland Capital South San Francisco CA 12/2011 12/2018
  • 04/2021 → Present
    Ubs Financial Services
    Mill Valley, CA
  • 01/2019 → 04/2021
    Passport Capital
    San Francisco, CA
  • 12/2011 → 12/2018
    Coastland Capital
    South San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-13
  • S66 Uniform Combined State Law Examination
    2021-08-13

View on SEC IAPD

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Other Offices

PRIVATE WEALTH PARTNERS, LLC · MILL VALLEY, CA
DIPSEA CAPITAL, LLC · MILL VALLEY, CA
OSAIC WEALTH, INC. · Mill Valley, CA
SCHMITZ CAPITAL PARTNERS, LLC · MILL VALLEY, CA
BAYHUNT CAPITAL LLC · MILL VALLEY, CA
BOLDIN ADVISORS · MILL VALLEY, CA
URBAN INVESTMENT ADVISORS · MILL VALLEY, CA
COMMONWEALTH FINANCIAL NETWORK · Mill Valley, CA

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