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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-10-13 |
| TX | RA | APPROVED | 2025-10-11 |
Branch Locations
53 State Street Suite 3600, Boston, MA 02109-1875 • United States
Weymouth, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Jacksonville | FL | 03/2021 | 02/2024 |
| True Grit Zone | Jacksonville | FL | 03/2020 | 03/2021 |
| Diversified Consultants Incorporated | Jacksonville | FL | 09/2016 | 03/2020 |
| Sni Companies | Jacksonville | FL | 09/2017 | 03/2018 |
| Unemployed | Jacksonville | FL | 03/2016 | 09/2016 |
| Rbc Capital Markets, Llc | Boston | MA | 07/2024 | Present |
| Unemployed | Cumberland | RI | 02/2024 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-23 |
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