Ian Mershon Ellis

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-10-23

Branch Locations

Charlotte, NC • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Universal Orlando Resort	Orlando	FL	05/2014	04/2021
Royal Caribbean Cruises Llc	Miami	FL	01/2017	06/2017
Merit Financial Advisors	Davidson	NC	05/2021	08/2022
Lpl Financial	Davidson	NC	04/2021	08/2022
Vanguard Marketing Corporation	Charlotte	NC	11/2022	09/2023
Valencia College	Orlando	FL	05/2020	08/2021
Vanguard Advisers, Inc.	Charlotte	NC	01/2023	09/2023
Tiaa	Charlotte	NC	10/2023	Present
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	10/2023	Present

05/2014 → 04/2021

Universal Orlando Resort

Orlando, FL
01/2017 → 06/2017

Royal Caribbean Cruises Llc

Miami, FL
05/2021 → 08/2022

Merit Financial Advisors

Davidson, NC
04/2021 → 08/2022

Lpl Financial

Davidson, NC
11/2022 → 09/2023

Vanguard Marketing Corporation

Charlotte, NC
05/2020 → 08/2021

Valencia College

Orlando, FL
01/2023 → 09/2023

Vanguard Advisers, Inc.

Charlotte, NC
10/2023 → Present

Tiaa

Charlotte, NC
10/2023 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-06

Other Firms