William Smith

Schwab Wealth Advisory, Inc.

CRD 7360971

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-05-26

CO RA
APPROVED

Since 2026-05-26

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Schwab Wealth Advisory, Inc.	Lone Tree	CO	05/2026	Present
Charles Schwab & Co., Inc.	Lone Tree	CO	04/2021	Present
Mcdonald Automotive Group	Littleton	CO	05/2017	07/2017
University Of Colorado At Boulder	Boulder	CO	08/2016	08/2020
Unemployed	Denver	CO	09/2020	03/2021

05/2026 → Present

Schwab Wealth Advisory, Inc.

Lone Tree, CO
04/2021 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
05/2017 → 07/2017

Mcdonald Automotive Group

Littleton, CO
08/2016 → 08/2020

University Of Colorado At Boulder

Boulder, CO
09/2020 → 03/2021

Unemployed

Denver, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-03
S63	Uniform Securities Agent State Law Examination	2021-12-07

S66 Uniform Combined State Law Examination

2026-04-03
S63 Uniform Securities Agent State Law Examination

2021-12-07

Other Names

Will Smith
William Harrison Smith

View on SEC IAPD

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