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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-05
NJ RA APPROVED 2021-06-02
TX RA APPROVED 2021-06-02
  • NY RA
    APPROVED
    Since 2024-04-05
  • NJ RA
    APPROVED
    Since 2021-06-02
  • TX RA
    APPROVED
    Since 2021-06-02

Branch Locations

520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States

One Bryant Park Pbig - Ny Midtown, New York, NY 10036 • United States

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Bloomfield, NJ • United States

225 Liberty St Pbig - New York, New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 09/2017 Present
Sprint Astoria NY 06/2015 08/2017
Other Businesses

I*: 399673Entity Type: For profitName of OBA: Happy Photography LLCAddress: Bloomfield, NJ 07003Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 03/17/2020Number of Hours: 5 hrs annuallyNumber of Hours during trading: 0Duties: This is my wife's photography business. We are 50/50 owners in the LLC. She does all of the photography and editing. I only take care of here finances, legal reporting and tax preparer. I do only administrative activities. I*3015273 Entity Type: Entity For Profit Name of OBA: Ella Grace Ventures LLC Address: Bloomfield, New Jersey, 7003 Investment Related: No Position, Title, Association: Owner Employee Start Date: 10/29/2025 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: The purpose of this LLC is to buy a piece of raw land in the mountains of PA or NY and build a cabin within 5 years to be used as a vacation home and rental property. I will be a 25% member of the LLC. My wife will also be a 25% member and we have two other friends that will be the remaining 50%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-09
  • S66 Uniform Combined State Law Examination
    2020-07-09
Other Names
  • Gil Johnson

View on SEC IAPD

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