Lorraine Y Fang

Employer firm

Gamma Investing LLC CRD 312573

$2.28B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
SUB-ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Gamma Investing Llc

Foster City, CA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-05-23
CA	RA	APPROVED	2021-06-10

MA RA
APPROVED

Since 2024-05-23
CA RA
APPROVED

Since 2021-06-10

Branch Locations

Foster City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invesco Distributors, Inc.	Houston	TX	09/2006	11/2020
Gamma Investing Llc	San Mateo	CA	01/2021	Present
Gamma Investing Llc	San Mateo	CA	02/2021	Present

09/2006 → 11/2020

Invesco Distributors, Inc.

Houston, TX
01/2021 → Present

Gamma Investing Llc

San Mateo, CA
02/2021 → Present

Gamma Investing Llc

San Mateo, CA

Other Businesses

(1) EAST WINDS CONDO; NOT INVESTMENT RELATED; 345 EAST 80TH STREET, APT 29H, NEW YORK, NY 10021; CONDO RENTAL; LANDLORD; START: 02/2016; NONE; APARTMENT RENTAL. (2) VENTANA CONDO; NOT INVESTMENT RELATED; 150 EAST 85TH STREET, 4G, NEW YORK, NY 10028; CONDO RENTAL; LANDLORD; START: 03/2016; NONE; LANDLORD RELATED DUTIES.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-02-21

S63 Uniform Securities Agent State Law Examination

2014-02-21

Designations

Chartered Financial Analyst

Other Names

Lorraine Y Fang
Lorraine Y Wang
Lorraine Y Fang
Lorraine Y Wang

View on SEC IAPD