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Alison M Smith

Morgan Stanley

Scottsdale, AZ

CRD 7360430

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-03
AZ RA APPROVED 2022-06-10
  • TX RA
    APPROVED
    Since 2024-05-03
  • AZ RA
    APPROVED
    Since 2022-06-10

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Scottsdale AZ 01/2022 Present
Orangetheory Fitness Phoenix AZ 08/2021 06/2022
Morgan Stanley Phoenix AZ 06/2021 08/2021
Grand Canyon University Phoenix AZ 09/2020 06/2021
Grand Canyon Education Phoenix AZ 09/2019 03/2020
Whole Foods Tucson AZ 05/2020 09/2020
Rubs Massage Studio Tucson AZ 05/2019 09/2019
Chick-Fil-A Phoenix AZ 10/2018 04/2019
Education Tucson AZ 01/2012 10/2018
Morgan Stanley Private Bank, N.A New York NY 08/2026 Present
  • 01/2022 → Present
    Morgan Stanley
    Scottsdale, AZ
  • 08/2021 → 06/2022
    Orangetheory Fitness
    Phoenix, AZ
  • 06/2021 → 08/2021
    Morgan Stanley
    Phoenix, AZ
  • 09/2020 → 06/2021
    Grand Canyon University
    Phoenix, AZ
  • 09/2019 → 03/2020
    Grand Canyon Education
    Phoenix, AZ
  • 05/2020 → 09/2020
    Whole Foods
    Tucson, AZ
  • 05/2019 → 09/2019
    Rubs Massage Studio
    Tucson, AZ
  • 10/2018 → 04/2019
    Chick-Fil-A
    Phoenix, AZ
  • 01/2012 → 10/2018
    Education
    Tucson, AZ
  • 08/2026 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-07
  • S66 Uniform Combined State Law Examination
    2022-06-07

View on SEC IAPD

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