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James Matthew Shea

Ameriprise Financial Services, LLC

Norwood, MA

Norwell, MA

Walpole, MA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-01
NH RA APPROVED 2025-03-27
  • TX RA
    APPROVED_RES
    Since 2026-06-01
  • NH RA
    APPROVED
    Since 2025-03-27

Branch Locations

Norwood, MA • United States

80 Washington St Ste D24, Norwell, MA 02061 • United States

1333 Main St Ste H, Walpole, MA 02081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Marlborough MA 03/2021 11/2024
Medtronic Inc. Memphis TN 06/2015 10/2021
Prudential Insurance Company Of America Marlborough MA 11/2021 03/2025
Lpl Enterprise, Llc Marlborough MA 11/2024 03/2025
Ameriprise Financial Services Llc Walpole MA 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-30
  • S66 Uniform Combined State Law Examination
    2021-07-30
Other Names
  • James Shea

View on SEC IAPD

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