Li Zhu

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 09/2021
  Jpmorgan Chase Bank Na
  New York, NY
• 03/2021 → 09/2021
  Jpmorgan Securities Llc
  New York, NY
• 03/2011 → 02/2021
  Jpmc Hong Kong Branch
  Hong Kong
• 09/2021 → Present
  Jpmorgan Chase Bank Na
  San Francisco, CA
• 09/2021 → Present
  Jpmorgan Securities Llc
  San Francisco, CA

Other Businesses

Entity Name: Sandy Health (Sandy AI) Investment related: No "Address: 548 Market St., PMB 403715 San Francisco, California 94104-5401 https://sandyhealth.com/" Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 07/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I invested in the company last year and I'd like to top up my investment. Sandy Health is a startup that uses AI to improve the efficiency in the healthcare system. Their clients are healthcare providers such as physicians, clinics and hospitals. I have no role in the company and I'm only a financial investor. Entity Name: Sandy Health (Sandy AI) Investment related: No "Address: 548 Market St., PMB 403715 San Francisco, California 94104-5401 https://sandyhealth.ai/" Nature of the other business: Technology Position/Title/Relationship: Owner/Partner Start Date: 10/06/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Sandy Health is a startup that uses AI to improve the efficiency in the healthcare system. Their clients are healthcare providers such as physicians, clinics and hospitals. I have no role in the company and I'm only a financial investor. "

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-06-20
• S63 Uniform Securities Agent State Law Examination
  2021-04-16

Other Names

• Julia L Zhu