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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-02
FL RA APPROVED 2018-04-26
  • TX RA
    APPROVED_RES
    Since 2018-05-02
  • FL RA
    APPROVED
    Since 2018-04-26

Branch Locations

100 2Nd Avenue South Suite 704S, St. Petersburg, FL 33701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. St. Petersburg FL 04/2018 Present
Raymond James Financial Services Advisors Inc. St. Petersburg FL 04/2018 Present
Goodrich Wealth Planning Saint Petersburg FL 04/2018 Present
Raymond James & Associates St. Petersburg FL 03/2000 04/2018
  • 04/2018 → Present
    Raymond James Financial Services, Inc.
    St. Petersburg, FL
  • 04/2018 → Present
    St. Petersburg, FL
  • 04/2018 → Present
    Goodrich Wealth Planning
    Saint Petersburg, FL
  • 03/2000 → 04/2018
    Raymond James & Associates
    St. Petersburg, FL
Previous Registrations
Other Businesses

(1)Name of Business: Goodrich Ventures of Florida, LLC Address: 1126 45th Avenue N., St Petersburg, FL, 33703, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/30/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Buying a townhome for long term rental income (2)Name of Business: Goodrich Wealth Planning Address: 100 2nd Ave S Ste 704S, Saint Petersburg, FL, 33701, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/19/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am sole owner of Goodrich Wealth Planning. We use the name for marketing and its on our business cards. We also have a bank account and credit card in the name of GWP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-22
S63 Uniform Securities Agent State Law Examination 1998-10-09
  • S66 Uniform Combined State Law Examination
    2005-08-22
  • S63 Uniform Securities Agent State Law Examination
    1998-10-09
Designations

View on SEC IAPD

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