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1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-09-20 |
| CA | RA | APPROVED | 2024-09-17 |
| WA | RA | APPROVED | 2024-09-16 |
Branch Locations
1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
13555 Se 36Th St Ste 100, Bellevue, WA 98006 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Bellevue | WA | 03/2021 | 11/2022 |
| World Financial Group, Inc. | Bellevue | WA | 04/2018 | 11/2022 |
| Vmware | Bellevue | WA | 01/2013 | 12/2023 |
| Upmarket Securities Llc | Campbell | CA | 03/2023 | 10/2023 |
| 9 Fortunes Insurance Services, Inc. | Daly City | CA | 11/2022 | Present |
| Lightup Financial | Bellevue | WA | 04/2024 | Present |
LightUp Financial Consulting / Investment Related - No / 113555 SE 36th St STE 100, Bellevue, WA / 206-596-5688 Business Type: General Insurance Agency/ Position: Managing partner / Start Date: 04/2024 Monthly Working Hour: 60hr/10hr/ Role: Management, digital marketing and seminar speaker 9 Fortunes Insurance Services, Inc /Investment Related - No / 333 Gellert Blvd, Suite 228, Daly City, CA 94015. /(650) 755-1668 Business Type: Insurance Agency / Position: National Vice President / Start Date: 11/2022 / Monthly Working Hour: 60hr/10hr/ Role: Manage agents, Fixed Life Insurance and Annuity Consulting and Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-10 |
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