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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-16 |
| CA | RA | APPROVED | 2023-11-29 |
Branch Locations
520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 12/2021 | Present |
| Unemployed | Orange | CA | 10/2021 | 12/2021 |
| Merril Lynch | Irvine | CA | 03/2021 | 10/2021 |
| Unemployed | Orange | CA | 10/2020 | 03/2021 |
| Brewheim Beer Makers | Anaheim | CA | 01/2018 | 09/2020 |
| Lucilles Smokehouse Bbq | Lake Forest | CA | 08/2012 | 11/2018 |
I*1009411, Entity Type: Entity For Profit, Name of OBA: Sharpe Traditions, Address: Irvine, California 92614, Investment Related: N, Position, Title, Association: Employee, Employee Start Date: 11/19/2022, No Hours: 20, No Hours during trading: 0, Duties: Sharpe Traditions is a small company that sets up Christmas trees and decorations in business buildings. I help them set up the trees, decorate, wreaths, etc, to make the buildings look festive for the holiday season. i work evening and weekends to set up the buildings. Sharpe Traditions pays by the hour and w2s its employees
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-28 |
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