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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-10 |
| SC | RA | APPROVED | 2026-03-09 |
Branch Locations
401 N Tryon St Ci Client Management, Charlotte, NC 28255 • United States
700 Bay St Adp-Home Office, Beaufort, SC 29902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beaufort | SC | 01/2026 | Present |
| United States Marine Corps | Parris Island | SC | 11/2005 | 11/2025 |
| Bank Of America, N.A. | Beaufort | SC | 03/2026 | Present |
Entity Type: For Profit Name of OBA: GWDTrust Address: Beaufort, SC 29007 Investment Related: Cash Management Account (CMA) / Loan Management Account (LMA) Position, Title, Association: Co-Trustee Employee Start Date: 27 November 2017 No. Hours: 0 No. Hours during Trading: 0 Duties: Co-Trustee Entity Type: Non Profit Name of OBA: Parris Island Heritage Foundation Address: MCRD Parris Island, SC 29905 Investment Related: No Position, Title, Association: Board member Employee Start Date: 27 September 2025 No. Hours: 0 No. Hours during Trading: 0 Duties: Finance Committee, My responsibilities are to serve on the foundation's Finance Committee. This committee is charged with maintaining cognizance over the financial affairs of the foundation, develop policy affecting the foundation, and recommend such policy to the board. The committee, with the Treasurer and Director, provides the foundation and gift shop's financials to the board for review. I am not in control of any funds nor have access to funds. I do not provide investment advice, or serve in any capacity as an advisor. I serve as an independent helping the foundation operate within its by-laws. I*3696275 Entity Type: Fiduciary role Name of OBA: MR G. W D. Address: Beaufort, South Carolina, 29907 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 11/27/2015 Number of Hours: 0 Number of Hours during trading: 0 Duties: Self, Spouse I*4162266 Entity Type: Charitable Name of OBA: Scouts BSA, Troop 1, Beaufort, SC Address: Beaufort, South Carolina, 29902 Investment Related: No Position, Title, Association: Committee Employee Start Date: 04/21/2026 Number of Hours: 3, Weekly Number of Hours during trading: 0 Duties: The mission of Scouting America is to prepare young people to make ethical and moral choices over their lifetimes by instilling in them the values of the Scout Oath and Law. I will assume the role of Troop Committee Chair which is responsible for overseeing that all committee functions are carried out. The troop committee chair appoints and supervises the unit committee and unit leaders, and organizes the committee to see all committee responsibilities are delegated, coordinated and completed. The committee helps the Scoutmaster with administrative tasks associated with running a Boy Scout Troop, i.e., registration, advancement, fundraising, service projects, summer Scout Camp registration, adhering to national and local policies, and maintaining the Troop's charter.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-12 |
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