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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-17 |
| CT | RA | APPROVED | 2022-03-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Greenwich | CT | 09/2003 | 02/2022 |
| Wells Fargo Clearing Services | Greenwich | CT | 02/2021 | 02/2022 |
| Morgan Stanley Smith Barney Llc | Madison | CT | 02/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2022 | Present |
*496766 - United Way of Greater New Haven; Investment related - No; New Haven, Connecticut; Non-Profit, Charitable ;Board Member, Finance Committee(proprietor, partner, officer, director, employee, trustee, agent); 01/2015; During business hours: 0; After business hours: 6; Administrative, Business Development/Growth, Fundraising
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-07 |
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