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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-03
TX RA APPROVED 2025-05-30
  • GA RA
    APPROVED
    Since 2025-06-03
  • TX RA
    APPROVED
    Since 2025-05-30

Branch Locations

8000 Avalon Blvd Suite 925, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Pensacola FL 06/2022 04/2025
Gulf Winds Credit Union Pensacola FL 07/2018 04/2025
Pensacola Blue Wahoos Pensacola FL 01/2018 06/2018
Real Time Fitness Pensacola FL 05/2015 06/2018
Raymond James Financial Services Advisors, Inc Pensacola FL 04/2023 04/2025
Ubs Financial Services Inc. Alpharreta GA 05/2025 Present
  • 06/2022 → 04/2025
    Raymond James Financial Services, Inc
    Pensacola, FL
  • 07/2018 → 04/2025
    Gulf Winds Credit Union
    Pensacola, FL
  • 01/2018 → 06/2018
    Pensacola Blue Wahoos
    Pensacola, FL
  • 05/2015 → 06/2018
    Real Time Fitness
    Pensacola, FL
  • 04/2023 → 04/2025
    Pensacola, FL
  • 05/2025 → Present
    Alpharreta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-28
  • S66 Uniform Combined State Law Examination
    2023-02-28

View on SEC IAPD

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