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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-02
CA RA APPROVED 2019-02-26
  • TX RA
    APPROVED_RES
    Since 2024-05-02
  • CA RA
    APPROVED
    Since 2019-02-26

Branch Locations

15100 Ventura Blvd, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Encino CA 02/2008 09/2016
Scottrade, Inc. Encino CA 11/2016 03/2018
Jp Morgan Securities, Llc Los Angeles CA 02/2019 Present
Jp Morgan Chase Bank, N.A. Los Angeles CA 02/2019 Present
Amerivest Investment Management Llc Encino CA 02/2008 09/2016
Scottrade Investment Management Encino CA 01/2017 03/2018
Viscape, Llc Calabasas CA 08/2014 Present
  • 02/2008 → 09/2016
    Td Ameritrade
    Encino, CA
  • 11/2016 → 03/2018
    Scottrade, Inc.
    Encino, CA
  • 02/2019 → Present
    Los Angeles, CA
  • 02/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Los Angeles, CA
  • 02/2008 → 09/2016
    Amerivest Investment Management Llc
    Encino, CA
  • 01/2017 → 03/2018
    Scottrade Investment Management
    Encino, CA
  • 08/2014 → Present
    Viscape, Llc
    Calabasas, CA
Previous Registrations
  • 2017-01-27 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
  • 2008-02-27 → 2016-09-26
    Td Ameritrade, Inc.
    Encino, CA
  • 2008-02-27 → 2016-09-26
    Td Ameritrade Investment Management, Llc
    Encino, CA
    Encino, CA
  • 2005-05-10 → 2007-10-01
    Glendale, CA
    Los Angeles, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: VISCAPE ARTS, LLC. POSITION: CO-OWNER / INVESTOR START DATE: 8/1/2014 ADDRESS: 4264 Calabasas, CA DETAILS: INDEPENDENT FILM PRODUCTION COMPANY. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): ZERO HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-27
  • S66 Uniform Combined State Law Examination
    2005-04-27
Other Names
  • Huy Tuan Khac Le
  • Antoine Le

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